Job Description
Company Overview Every firm has a culture - the values, beliefs, methodology, attitudes and standards that reflect an organization's DNA. But the truly inspiring firms - the game-changers, the industry leaders and the disruptors - have cultures that propel them to innovate and stand out. At Brown Advisory, we aim to be one of those inspired firms. Over the years, we have purposefully built and nurtured our client-first culture.
Brown Advisory is an independent investment management and strategic advisory firm committed to delivering a combination of first-class performance, strategic advice and the highest level of client service with offices in Austin, Baltimore, Boston, Delaware, Frankfurt, London, Nashville, New York, North Carolina, San Francisco, Singapore, Southern California, Tokyo, Virginia and Washington, D.C. The firm's institutional and private clients are based in 50 states and more than 44 countries and territories and are served by over 850 colleagues worldwide, all of whom are equity owners of the firm.
Brown Advisory provides applicants with a client-first, fast-paced, entrepreneurial environment where they will have the opportunity to develop their problem-solving skills with the support of dedicated teammates. The Investment Compliance Solutions Team is currently seeking a dynamic individual to play a critical role in interpreting and programing trading controls based on client guidelines and regulatory requirements. The individual will monitor pre- and post-trade compliance, work closely with the investment team to assist in portfolio management activities, and prepare detailed compliance communications for internal stakeholders. Responsibilities also include engaging in projects to reduce risk and improve firm-wide efficiencies within the trade life-cycle, while consulting with investment staff on compliance-related portfolio management activities. This position offers a valuable opportunity to grow and make a significant impact in a dynamic environment.
The primary duties and responsibilities include but are not limited to:
- Identify, develop, deploy and maintain trading controls based upon client investment guidelines and regulatory requirements within the Firm's order management system (OMS), Charles River Investment Management Solution (CRD/CRIMS).
- Develop expertise in logic-based rules coding in Charles River
- Monitor pre-trade and post-trade compliance of client accounts, Brown Advisory Mutual Funds, and UCITS within Charles River.
- Collaborate with investment staff to navigate trading controls to assist with portfolio management activities.
- Prepare and distribute daily investment compliance reporting
- Consult with client and relationship teams in the drafting and review of Investment Policy Statement investment guidelines.
- Prepare and distribute investment compliance communications and analyses to investment staff, client teams, and Compliance.
- Engage in projects that provide tactical solutions using investment controls to reduce risk and improve efficiencies across the firm.
- Collaborate with stakeholders to identify potential areas of compliance vulnerability and develop corrective action plans.
- Design and conduct sustainability screens for investments on behalf of clients and UCITS with sustainable investment mandates
Required Qualifications
- Bachelor's degree from accredited university
- 1 -3 years of experience in the investment management industry.
- Understanding of the investment management industry, compliance, and risk management principles.
- Experience with Microsoft Excel (VBA preferred)
- Superior analytical and problem-solving abilities
- Superior written and oral communication skills
- Superior organization and attention to detail
- A high level of integrity and a commitment to uphold the company's ethical standards.
- Eagerness to learn and adapt to changing regulatory landscapes and business needs.
- Attention to detail and a proactive approach to identifying potential compliance risks.
- Demonstrated ability to work collaboratively in a team environment.
- Ability to adapt in a positive manner to rapidly changing priorities
- Ability to operate in a fast-paced environment
- Ability to handle confidential material with utmost discretion
- Interested applicants must conduct themselves in a highly professional manner
- Ability to work in Baltimore office location
Preferred Qualifications
- Experience with Charles River Investment Management Solution (CRD/CRIMS).
- The ideal candidate will demonstrate a solid proficiency in and understanding of exchange-traded and marketable assets and possess strong knowledge of market mechanics.
- Knowledge of Advent Software or other portfolio management system.
- Familiarity with regulatory requirements and compliance standards applicable to the investment management industry.
Benefits At Brown Advisory we offer a competitive compensation package, including full benefits.
•Medical
•Dental
•Vision
•Wellness program participation incentive
•Financial wellness program
•Gym membership discounts
•Fitness event fee reimbursement
•Corporate gym membership discounts
•Colleague Assistance Program
•Telemedicine Program (for those enrolled in Medical)
•Adoption Benefits
•Daycare late pick-up fee reimbursement
•Basic Life & Accidental Death & Dismemberment Insurance
•Voluntary Life & Accidental Death & Dismemberment Insurance
•Short Term Disability
•Paid parental leave
•Group Long Term Disability
•Pet Insurance
•401(k) (50% employer match up to IRS limit, 4 year vesting)
Brown Advisory is an Equal Employment Opportunity Employer.
Job Tags
Temporary work, Worldwide,